Stephen Wayne Fitzpatrick
Investment adviser representative at Sanders Morris LLC
10 yearsExperience
39 statesRegistered in
$576.1MFirm assets
20 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Sanders Morris LLCAug 2017 to now
- Sanders Morris Harris LLCJul 2016 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 39 states (AK, AL, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, LA, ME, MN, MO, MT, NC, ND, NE, NH, NJ, NM, NY, OH, OR, PA, PR, SD, TX, UT, VA, VI, WA, WV, WY).
Sanders Morris LLC
$576.1MAssets managed
127Clients
11Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2260159
- Firm CRD
- 20580