Brian Douglas Applestein
Investment adviser representative at Vanguard Advisers, Inc.
Under 1 yearExperience
2 statesRegistered in
CFP® certificationDesignation
$344.6BFirm assets
Are you Brian Douglas Applestein? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
Under 1 year in the industry.
- Vanguard Advisers, Inc.Aug 2018 to now
- The Vanguard Group, Inc.Dec 2016 to now
- J&j StaffingOct 2016 to Dec 2016
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 65 · Uniform Investment Adviser Law2002
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Vanguard Advisers, Inc.
$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2260097
- Firm CRD
- 106715