Russell Caldwell Smith
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
6 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
6 years in the industry.
- Bank of America, N.A.Nov 2021 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2021 to now
- March Capital CorpJan 2021 to Oct 2021
- Breacher Capital Management, LLCSep 2020 to Oct 2021
- Wealthlogic ManagementJun 2020 to Oct 2021
- Magna LifeMar 2020 to Jun 2020
- Wealthlogic ManagementFeb 2019 to Mar 2020
- Eaton Vance Distributors, Inc.Apr 2015 to Jan 2019
- Eaton Vance ManagementApr 2015 to Jan 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 65 · Uniform Investment Adviser Law2015
State registrations
Registered as an investment adviser representative in 1 state (TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2258958
- Firm CRD
- 7691