Christy Lynne Nelson
Investment adviser representative at Principal Securities, Inc.
16 yearsExperience
2 statesRegistered in
ChFC®Designation
$17BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Live Your Dream Financial ServicesSep 2022 to now
- Principal Securities, Inc.Feb 2022 to now
- Principal Life Insurance CompanyFeb 2022 to now
- Live Your Dream FinancialAug 2022 to Sep 2022
- Cetera Advisors LLCJan 2013 to Feb 2022
- Colorado Financial PlanningFeb 2010 to Feb 2022
Designations
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law2002
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 2 states (CO, SD).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2258605
- Firm CRD
- 1137