James Harold Yocom
Investment adviser representative at Osaic Institutions, Inc.
7 yearsExperience
1 stateRegistered in
$6.5BFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
7 years in the industry.
- Osaic Institutions, Inc.Jan 2026 to now
- Infinex Investments, inc.Oct 2023 to now
- LPL Financial LLCJul 2023 to Oct 2023
- Bcu Wealth Advisors, LLCNov 2016 to Oct 2023
- Baxter Credit UnionOct 2016 to Oct 2023
- Cuso Financial Services, LPOct 2016 to Jun 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law2013
State registrations
Registered as an investment adviser representative in 1 state (CA).
Osaic Institutions, Inc.
$6.5BAssets managed
16,312Clients
537Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2256731
- Firm CRD
- 35371