Paul Joseph Phillips
Investment adviser representative at Synergy Asset Management, LLC
17 yearsExperience
1 stateRegistered in
$1.3BFirm assets
21 yearsFirm in business
Are you Paul Joseph Phillips? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
17 years in the industry.
- Synergy Asset Management, LLCFeb 2023 to now
- FinraOct 2009 to now
- Tdameritrade IncJan 2009 to Jan 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 66 · Uniform Combined State Law2001
- Series 65 · Uniform Investment Adviser Law2006
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Synergy Asset Management, LLC
$1.3BAssets managed
1,198Clients
9Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2256109
- Firm CRD
- 117201