Brian Sherman
Investment adviser representative at LPL Enterprise, LLC
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$24.9BFirm assets
Are you Brian Sherman? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Enterprise, LLCJun 2026 to now
- Brian ShermanJan 2018 to now
- Missionsquare Investment ServicesFeb 2025 to Apr 2026
- Missionsquare RetirementFeb 2025 to Apr 2026
- Lorenzo Cpa LLCJul 2022 to Jan 2025
- CloverNov 2019 to Jul 2022
- RitterOct 2018 to Nov 2021
- Avantax Advisory ServicesFeb 2018 to Mar 2025
- Avantax Insurance Services, LLCFeb 2018 to Mar 2025
- Avantax Investment Services, Inc.Feb 2018 to Mar 2025
- TapfinFeb 2018 to Jul 2022
- CitigroupJan 2017 to Feb 2018
- Jamie RocksJun 2016 to Dec 2016
- Hd Vest Advisory ServicesJan 2016 to Jan 2017
- Hd Vest Insurance Agency Inc.Jan 2016 to Jan 2017
- Hd Vest Investment ServicesJan 2016 to Jan 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1993
- Series 65 · Uniform Investment Adviser Law2008
State registrations
Registered as an investment adviser representative in 1 state (NJ).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2255564
- Firm CRD
- 8733