Kathryn A Sullivan
Investment adviser representative at Morgan Stanley
10 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Morgan StanleyJul 2022 to now
- Morgan Stanley Smith Barney LLCJun 2022 to now
- Cetera Advisor Networks LLCJun 2021 to Jun 2022
- Voya Financial Advisors, Inc.Mar 2021 to Jun 2021
- Gatehouse FinancialFeb 2021 to Jun 2022
- Bromley MtnNov 2020 to Mar 2021
- Morgan Stanley Smith Barney LLCDec 2019 to Feb 2021
- UnemployedSep 2019 to Dec 2019
- Merrill Lynch Bank of AmericaSep 2018 to Sep 2019
- UnemployedAug 2016 to Aug 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2250019
- Firm CRD
- 149777