Dufresne Nicolas
Investment adviser representative at HSBC Securities (USA) Inc.
11 yearsExperience
1 stateRegistered in
$3.8BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- HSBC Securities (USA) Inc.May 2024 to now
- HSBC Bank USA National AssociationMay 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2018 to Apr 2024
- Morgan StanleyJun 2016 to May 2018
- Morgan Stanley Private Bank, N.A.Jan 2015 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1993
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (NY).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2244992
- Firm CRD
- 19585