Bernard Anthony Unger
Investment adviser representative at LPL Financial LLC
12 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Financial LLCMay 2023 to now
- Sigma Financial CorporationJul 2021 to now
- Sigma Planning CorporationJul 2021 to now
- Pruco Securities, LLCApr 2018 to Jul 2021
- The Prudential Insurance Company of AmericaApr 2018 to Jul 2021
- Next FinancialJul 2017 to Apr 2018
- Pruco Securities LLCOct 2014 to Jul 2017
- Prudential Insurance Company of AmericaOct 2014 to Jul 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 65 · Uniform Investment Adviser Law2010
State registrations
Registered as an investment adviser representative in 1 state (NY).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2242695
- Firm CRD
- 6413