Richard A Garber
Investment adviser representative at Ashton Thomas Private Wealth
14 yearsExperience
6 statesRegistered in
$6BFirm assets
16 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
14 years in the industry.
- Ashton Thomas SecuritiesMay 2026 to now
- Ashton Thomas Private WealthOct 2020 to now
- Ashton Thomas Insurance AgencyOct 2020 to now
- M.S. Howells & CoNov 2020 to May 2026
- Morgan Stanley Private Bank, N.AFeb 2020 to Oct 2020
- Morgan Stanley Private Bank, National AssociationJan 2015 to Oct 2020
- Morgan Stanley Smith BarneyMay 2012 to Oct 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 65 · Uniform Investment Adviser Law1994
State registrations
Registered as an investment adviser representative in 6 states (AZ, CA, FL, GA, MN, TX).
Ashton Thomas Private Wealth
Legal name: Ashton Thomas Private Wealth, LLC
$6BAssets managed
3,229Clients
94Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2240136
- Firm CRD
- 153902