Samuel Bruce Phillips
Investment adviser representative at Cape Investment Advisory, Inc.
15 yearsExperience
1 stateRegistered in
ChFC®Designation
$473.7MFirm assets
Are you Samuel Bruce Phillips? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- American Global Wealth ManagementJan 2026 to now
- Cape Investment Advisory, Inc.Sep 2017 to now
- Cape Securities, Inc.Jun 2016 to now
- Retirement & Wealth StrategiesSep 2011 to now
Designations
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law1993
- Series 65 · Uniform Investment Adviser Law2001
State registrations
Registered as an investment adviser representative in 1 state (GA).
Cape Investment Advisory, Inc.
$473.7MAssets managed
1,013Clients
31Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2239471
- Firm CRD
- 146384