James Patrick Kozak
Investment adviser representative at Uhlmann Investment Management, L.L.C.
11 yearsExperience
1 stateRegistered in
$273.2MFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- Uhlmann Investment Management, L.L.C.Nov 2017 to now
- Uhlmann Price Securities, LLCOct 2017 to now
- Robertson Stephens Advisors LLCSep 2015 to Oct 2017
- Robertson Stephens Securities LLCSep 2015 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 65 · Uniform Investment Adviser Law2001
State registrations
Registered as an investment adviser representative in 1 state (IL).
Uhlmann Investment Management, L.L.C.
$273.2MAssets managed
456Clients
15Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2237880
- Firm CRD
- 118025