Thomas George Brennan
Investment adviser representative at Nations Financial Group, Inc.
17 yearsExperience
2 statesRegistered in
$4.8BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
17 years in the industry.
- Nations Financial Group, Inc.Sep 2020 to now
- Wells Fargo Advisors Financial Network LLCMay 2009 to Sep 2020
Exams passed
- Series 65 · Uniform Investment Adviser Law1992
- Series 63 · Uniform Securities Agent State Law1992
State registrations
Registered as an investment adviser representative in 2 states (AZ, TX).
Nations Financial Group, Inc.
$4.8BAssets managed
5,569Clients
90Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2237677
- Firm CRD
- 44181