Erik J Gaucher
Investment adviser representative at Charles Schwab & Co., Inc.
10 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
10 years in the industry.
- Charles Schwab & Co., Inc.Dec 2021 to now
- Charles Schwab Bank, SsbDec 2021 to now
- Ej's Urban Eatery / Front Porch Hospitality, LLCJan 2017 to now
- TD Ameritrade Inc.Aug 2023 to Jun 2024
- MML Investors Services, LLCApr 2021 to Sep 2021
- Massmutual Life Insurance CoFeb 2021 to Sep 2021
- MML Investors Services, LLCSep 2018 to Jul 2019
- MML Investors Services, LLCMar 2017 to Jul 2017
- Masssmutual Life Insurance CoJul 2016 to Nov 2019
- Metlife Securities, Inc.Jul 2014 to Mar 2017
- Msi Financial Services, IncJul 2014 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (WA).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2231883
- Firm CRD
- 5393