Douglas Harry Chapman
Investment adviser representative at LPL Financial LLC
35 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
35 years in the industry.
- LPL Financial LLCJan 2024 to now
- Tax Planning Group LLCJan 2005 to now
- Wealth Management Group LLCDec 1991 to now
- Cetera Advisor Networks LLCAug 2023 to Jan 2024
- Cetera Investment Advisers LLCAug 2023 to Jan 2024
- Allied Wealth PartnersJun 2014 to Jan 2024
- Minnesota Life Insurance CompanyJun 2004 to Aug 2023
- Securian Financial Services IncJun 2004 to Aug 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law1993
State registrations
Registered as an investment adviser representative in 2 states (NJ, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2230482
- Firm CRD
- 6413