Kevin James Carroll
Investment adviser representative at Waverly Advisors, LLC
9 yearsExperience
1 stateRegistered in
$29.9BFirm assets
24 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
9 years in the industry.
- Waverly Advisors, LLCSep 2025 to now
- Lightspeed Financial Services Group LLCJan 2025 to Sep 2025
- Atreyu TradingOct 2021 to Dec 2024
- Self EmployedJul 2020 to Sep 2021
- O'neil Securities, IncorporatedJan 2016 to Jul 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (MA).
Waverly Advisors, LLC
$29.9BAssets managed
13,689Clients
226Advisers
24 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2227916
- Firm CRD
- 115332