Richard A Yemm
Investment adviser representative at Secure Asset Management, L.L.C.
33 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$870.6MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
33 years in the industry.
- Secure Asset Management, L.L.C.Sep 2024 to now
- First Asset ManagersJun 1993 to now
- Scf Investment Advisors, IncAug 2021 to Sep 2024
- Scf Securities, IncAug 2021 to Sep 2024
- Secura FinancialNov 2020 to Sep 2024
- Securities America Advisors, Inc.Nov 2020 to Aug 2021
- Securities America, Inc.Nov 2020 to Aug 2021
- Kms Financial Services, Inc.Jul 2019 to Nov 2020
- Kovack Advisors, Inc.Jan 2014 to Jul 2019
- Kovack Securities, Inc.Dec 2013 to Jul 2019
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 65 · Uniform Investment Adviser Law1995
State registrations
Registered as an investment adviser representative in 1 state (FL).
Secure Asset Management, L.L.C.
$870.6MAssets managed
2,877Clients
55Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2224927
- Firm CRD
- 144046