Daniel D Murphy
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
9 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
9 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2022 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporateSep 2022 to now
- Citizens Bank, N.AFeb 2022 to Sep 2022
- Citizens Securities, IncFeb 2022 to Sep 2022
- Cambridge Investment Research Advisors, Inc.Sep 2021 to Feb 2022
- Cambridge Investment Research, Inc.Sep 2021 to Feb 2022
- UnemployedSep 2019 to Sep 2021
- Quest Capital Strategies, Inc.Aug 2018 to Sep 2019
- UnemployedAug 2016 to Jul 2018
- Daniel D Murphy, Notary PublicJul 2013 to Feb 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 1 state (CA).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2221236
- Firm CRD
- 7691