Stephen Cauley Scanlon
Investment adviser representative at Equitable Advisors, LLC
12 yearsExperience
2 statesRegistered in
$47.3BFirm assets
48 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Equitable Distributors, LLCJan 2024 to now
- Equitable Advisors, LLCOct 2017 to now
- Equitable Distributors, LLCOct 2017 to Dec 2023
- AXA Advisors, LLCOct 2017 to Jun 2020
- AXA Distributors, LLCOct 2017 to Jun 2020
- Change Path LLCJan 2017 to Sep 2017
- Madison Avenue Securities, LLCMay 2016 to Nov 2016
- Fortem Capital Partners (subsidiary of Advisors Excel)Mar 2016 to Nov 2016
- Guardvest IncApr 2014 to Sep 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2010
- Series 63 · Uniform Securities Agent State Law2018
State registrations
Registered as an investment adviser representative in 2 states (MO, NY).
Equitable Advisors, LLC
$47.3BAssets managed
76,027Clients
4,640Advisers
48 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2219308
- Firm CRD
- 6627