James Patrick Marx
Investment adviser representative at Prime Capital Financial
16 yearsExperience
4 statesRegistered in
$39.1BFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Prime Capital FinancialAug 2025 to now
- UnemployedJun 2025 to Aug 2025
- Alera Investment Advisors, IncOct 2024 to Jun 2025
- Financial Engines Advisors L.L.C.Oct 2018 to Oct 2024
- Ef Legacy Securities, LLCApr 2016 to Oct 2018
- Edelman Financial Services LLCDec 2010 to Nov 2018
Exams passed
- Series 65 · Uniform Investment Adviser Law2004
- Series 63 · Uniform Securities Agent State Law2010
- Series 66 · Uniform Combined State Law2011
State registrations
Registered as an investment adviser representative in 4 states (IN, KS, NJ, NY).
Prime Capital Financial
Legal name: Prime Capital Investment Advisors, LLC
$39.1BAssets managed
23,965Clients
264Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2216799
- Firm CRD
- 288712