Joseph John Szal
Investment adviser representative at Tempus Wealth Planning, LLC
13 yearsExperience
1 stateRegistered in
$699.4MFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
13 years in the industry.
- Tempus Wealth Planning, LLCFeb 2022 to now
- Bank of America, N.A.Jun 2013 to Jan 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2013 to Jan 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 65 · Uniform Investment Adviser Law1992
State registrations
Registered as an investment adviser representative in 1 state (CA).
Tempus Wealth Planning, LLC
$699.4MAssets managed
683Clients
10Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2216245
- Firm CRD
- 285349