Michele L Herzberg
Investment adviser representative at Raymond James & Associates, Inc.
10 yearsExperience
2 statesRegistered in
$501BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Raymond James & Associates, Inc.Feb 2023 to now
- UnemployedNov 2022 to Feb 2023
- Bwm Advisory, LLCMar 2020 to Nov 2022
- Bedrock Financial ServicesAug 2019 to Jun 2020
- UnemployedJul 2019 to Mar 2020
- ApexJul 2018 to Jun 2019
- USAA Financial Advisors IncJul 2018 to Jun 2019
- USAA Investment Management CompanyJul 2018 to Jun 2019
- UnemployedMar 2018 to Jul 2018
- Lucia Capital GroupNov 2016 to Mar 2018
- UnemployedJun 2016 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 2 states (AZ, IL).
Raymond James & Associates, Inc.
$501BAssets managed
531,617Clients
5,571Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2210431
- Firm CRD
- 705