Laura Anne Sullivan
Investment adviser representative at Raymond James Financial Services Advisors, Inc
16 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Raymond James Financial Services Advisors, IncApr 2024 to now
- Raymond James & AssociatesApr 2024 to now
- Raymond James Financial ServicesApr 2024 to now
- FinraJun 2010 to now
- Raymond James and Associates, Inc.May 2021 to Mar 2023
- UnemployedJun 2019 to Apr 2021
- Wells Fargo SecuritiesAug 2018 to May 2019
- Wells Fargo Clearing Services LLCJun 2018 to Jul 2018
- UnemployedDec 2017 to Jun 2018
- Wells Fargo Clearing Services LLCOct 2017 to Dec 2017
- Wells Fargo Clearing Services, LLCNov 2016 to Jul 2017
- Wells Fargo Advisors, LLCSep 2011 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 65 · Uniform Investment Adviser Law1997
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (FL).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2208920
- Firm CRD
- 149018