Daniel A. Roberts

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Services the firm offers

These describe the firm as a whole, not only this advisor.

• Financial planning
• Portfolio management
• Seminars and workshops

Experience

21 years in the industry.

1. Te Advisors, LLCJun 2026 to now
2. Kdk Private Wealth Management, LLCOct 2025 to now
3. Roberts & Ryan LLCMar 2025 to now
4. Childress Capital Advisors LLCJan 2024 to now
5. Securitize Markets, LLCJan 2024 to now
6. Fiscal Wisdom Wealth Management LLCJan 2023 to now
7. Roberts Compliance Services, LLCAug 2021 to now
8. Vistia Capital, LLCDec 2020 to now
9. Rockefeller Financial LLCMay 2019 to now
10. Iur Securities LLCApr 2019 to now
11. Favorpoint CapitalAug 2025 to Jun 2026
12. Miura Capital, LLCJun 2023 to Dec 2023
13. Aspida Investor Services, LLCSep 2022 to Jan 2025
14. Monmouth Capital ManagementJan 2022 to Jun 2023
15. Barnabas Capital, LLCSep 2021 to Aug 2022
16. Indexperts, LLCJul 2021 to Dec 2024
17. People's United AdvisorsJul 2021 to Aug 2022
18. People's Securities, Inc.Jun 2021 to Aug 2022
19. Carl Marks Securities, LLCOct 2020 to Nov 2023
20. Robus Capital Partners LLCOct 2020 to Mar 2021
21. Angel Island Capital Services, LLCJun 2019 to Jun 2023
22. Linden Thomas & Company Securities LLCFeb 2019 to Oct 2025
23. Linden Thomas Advisory ServicesFeb 2019 to Dec 2024
24. Patten Training & Review LLCFeb 2019 to Aug 2021
25. Guardian Life Insurance Co of AmericaJun 2018 to Feb 2019
26. Park Avenue Securities, LLCJun 2018 to Feb 2019
27. Nationwide Securities, LLCJul 2005 to Jun 2018

Exams passed

• Series 63 · Uniform Securities Agent State Law1992
• Series 66 · Uniform Combined State Law1998
• Series 65 · Uniform Investment Adviser Law2006

State registrations

Registered as an investment adviser representative in 1 state (CT).

Fiscal Wisdom Wealth Management LLC

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD

2208120

Firm CRD

168299