Mark Douglas Caldwell
Investment adviser representative at Transce3nd LLC
19 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$418.9MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
19 years in the industry.
- Madison Avenue SecuritiesJul 2022 to now
- Transce3nd, LLCJun 2022 to now
- Kalos CapitalOct 2021 to Jul 2022
- Royal AllianceOct 2017 to Oct 2021
- National Planning CorporationDec 2007 to Oct 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 66 · Uniform Combined State Law1997
State registrations
Registered as an investment adviser representative in 1 state (TX).
Transce3nd LLC
$418.9MAssets managed
1,620Clients
42Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2202238
- Firm CRD
- 317745