James Steven Leggott
Investment adviser representative at Ascent Advisors
23 yearsExperience
1 stateRegistered in
$110.8MFirm assets
Under 1 yearFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
23 years in the industry.
- Ascent Advisors LLCDec 2025 to now
- Corestone Wealth Management LLCAug 2024 to now
- 20/20 FinancialJun 2020 to Dec 2024
- Specialized Advisors LLCMar 2019 to Oct 2019
- Secure Investment Managment, LLCFeb 2016 to Mar 2019
- J.D. Mellberg FinancialApr 2015 to Jun 2020
- Premier Financial, IncFeb 2003 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 1 state (MN).
Ascent Advisors
Legal name: Ascent Advisors LLC
$110.8MAssets managed
171Clients
10Advisers
Under 1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2201650
- Firm CRD
- 335353