Cathy Ann Simmons
Investment adviser representative at Legacy Wealth Management, LLC
26 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$2.7BFirm assets
Are you Cathy Ann Simmons? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
26 years in the industry.
- Legacy Wealth Management, Inc.Aug 2000 to now
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1991
- Series 65 · Uniform Investment Adviser Law1996
State registrations
Registered as an investment adviser representative in 1 state (TN).
Legacy Wealth Management, LLC
Legal name: Legacy Wealth Management Inc
$2.7BAssets managed
1,475Clients
16Advisers
43 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2199965
- Firm CRD
- 108619