Roger Randall Given
Investment adviser representative at LPL Financial LLC
36 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
36 years in the industry.
- LPL Financial LLCNov 2020 to now
- UsafaJul 2011 to now
- Office Space RentalJun 1992 to now
- Roger Given IncAug 1990 to now
- Avantax Advisory ServicesMay 1996 to Nov 2020
- Avantax Insurance Agency, LLCFeb 1994 to Nov 2020
- Avantax Investment Services, Inc.Jan 1992 to Nov 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 65 · Uniform Investment Adviser Law1997
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2198309
- Firm CRD
- 6413