Sandra Maria Penner
Investment adviser representative at Osaic Advisory Services, LLC
15 yearsExperience
1 stateRegistered in
$15.5BFirm assets
12 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Osaic Advisory Services, LLCNov 2025 to now
- Osaic Institutions, Inc.Nov 2025 to now
- Osaic Wealth, Inc.Jun 2025 to Nov 2025
- Pfg Advisors, LLCJun 2025 to Nov 2025
- Citi Private BankJun 2010 to May 2025
- Citigroup Global Markets, Inc.Jun 2010 to May 2025
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 1 state (ID).
Osaic Advisory Services, LLC
$15.5BAssets managed
29,898Clients
348Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2197496
- Firm CRD
- 171070