David Maurice Ballard
Investment adviser representative at LPL Financial LLC
35 yearsExperience
5 statesRegistered in
ChFC®Designation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
35 years in the industry.
- LPL Financial LLCJul 2021 to now
- Trinity Baptist ChurchNov 2014 to now
- The Lighthouse Team LLCApr 2016 to Jul 2021
- Biblical Leadership for Excellence (ble)Jan 2005 to Jul 2021
- Various Insurance Carriers for W & R Insurance AgenciesApr 1992 to Jul 2021
- Waddell & Reed, Inc.Nov 1991 to Jul 2021
Designations
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law1991
State registrations
Registered as an investment adviser representative in 5 states (GA, KS, LA, MO, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2194905
- Firm CRD
- 6413