Oscar Emerson Ham
Investment adviser representative at Sound View Wealth Advisors Group, LLC
35 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$2.3BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
35 years in the industry.
- Sound View Wealth Advisors Group, LLCApr 2019 to now
- Sound View Wealth AdvisorsMar 2018 to Mar 2019
- Bank of America,NANov 2009 to Mar 2018
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 1991 to Mar 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 65 · Uniform Investment Adviser Law1994
State registrations
Registered as an investment adviser representative in 3 states (GA, NC, SC).
Sound View Wealth Advisors Group, LLC
$2.3BAssets managed
950Clients
9Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2194817
- Firm CRD
- 300927