Richard Scott Phillips
Investment adviser representative at Erisa Advisers, Inc.
34 yearsExperience
6 statesRegistered in
$187.1MFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
Experience
34 years in the industry.
- Erisa Advisers, Inc.Jan 2014 to now
- Dcm Financial Partners, Ltd.Jun 1992 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 65 · Uniform Investment Adviser Law2008
State registrations
Registered as an investment adviser representative in 6 states (CA, FL, GA, MO, TN, TX).
Erisa Advisers, Inc.
$187.1MAssets managed
136Clients
1Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2194393
- Firm CRD
- 170487