Lisa Marie Siemering
Investment adviser representative at Raymond James Financial Services Advisors, Inc
10 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Raymond James Financial Services Advisors, Inc.Jun 2025 to now
- Raymond James Financial Services, Inc.Jun 2025 to now
- Senior Financial Advisors, Inc.May 2024 to now
- Cetera Invetment Advisors LLCMay 2024 to Jun 2025
- Cetera Wealth Services, LLCMay 2024 to Jun 2025
- Bank of America, N.A.Dec 2023 to Apr 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2023 to Apr 2024
- UnemployedJun 2023 to Oct 2023
- LPL Financial LLCJul 2021 to May 2023
- Various Insurance Carriers for W & R Insurance AgenciesDec 2018 to Jul 2021
- Greater Seattle Surf B04aJun 2018 to Jul 2021
- Waddell & ReedFeb 2017 to Jul 2021
- Bryan L Hendrickson IncOct 2016 to Jul 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 1 state (WA).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2193582
- Firm CRD
- 149018