James E Joly
Investment adviser representative at Park Avenue Securities LLC
30 yearsExperience
7 statesRegistered in
$19.6BFirm assets
25 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
30 years in the industry.
- Park Avenue Securities LLCOct 2024 to now
- Guardian Life Insurance CompanyOct 2024 to now
- Cambridge Investment Research Advisors, Inc.Dec 2022 to Oct 2024
- Cambridge Investment Research, Inc.Dec 2022 to Oct 2024
- Cantella & Co., Inc.Jul 2018 to Jun 2023
- Voya Financial Advisors, Inc.Aug 2017 to Jun 2018
- Morgan StanleyJun 2017 to Jun 2017
- LPL Financial LLCJul 1996 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1991
- Series 65 · Uniform Investment Adviser Law1996
State registrations
Registered as an investment adviser representative in 7 states (CA, CT, FL, IN, PA, RI, TX).
Park Avenue Securities LLC
$19.6BAssets managed
82,118Clients
1,904Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2193463
- Firm CRD
- 46173