Stephen Bradley Giauque
Investment adviser representative at Raymond James Financial Services Advisors, Inc
30 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$390BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
30 years in the industry.
- Boca Raton Financial PlannersApr 2022 to now
- Triple Crown Wealth Management Group, LLCMay 2017 to now
- Raymond James Financial Services Advisors, Inc.Mar 2017 to now
- Raymond James Financial Services, IncMar 2017 to now
- Private TransactionJun 2009 to now
- Prominent Sire Lines, LLC, Aka Thoroughline, IncMar 2009 to now
- Equintesential LLCAug 2000 to now
- Raymond James & Associates, Inc.Jun 1996 to Mar 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1991
- Series 65 · Uniform Investment Adviser Law1993
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2186955
- Firm CRD
- 149018