Cara L Maloney
Investment adviser representative at Thrivent Investment Management Inc.
32 yearsExperience
1 stateRegistered in
$20.8BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
32 years in the industry.
- Thrivent Investment Management Inc.Feb 2018 to now
- Jason Rogoff - Thrivent FinancialFeb 2018 to now
- UnemployedFeb 2017 to Feb 2018
- Cetera Investment Services LLCJul 2015 to Jan 2017
- Valley National Bank Formerly State Bank of LiNov 1994 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1991
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (NY).
Thrivent Investment Management Inc.
$20.8BAssets managed
125,754Clients
3,179Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2184712
- Firm CRD
- 18387