Billy Ray Caldwell
Investment adviser representative at Caldwell Advisors, LLC
18 yearsExperience
2 statesRegistered in
$351.4MFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
18 years in the industry.
- LPL Financial LLCApr 2009 to now
- Caldwell Advisors, LLCJan 2008 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1991
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 2 states (TN, TX).
Caldwell Advisors, LLC
$351.4MAssets managed
506Clients
5Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2183471
- Firm CRD
- 144408