James Richard Casey
Investment adviser representative at North American Wealth Advisors Inc.
12 yearsExperience
2 statesRegistered in
CFP® certification, ChFC®Designations
$237.3MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- Cetera Investment Advisers LLCJun 2023 to now
- Cetera Wealth Services, LLCJun 2021 to now
- North American Wealth Advisors Inc.Jul 2018 to now
- Voya Financial AdvisorsSep 2014 to Jun 2021
Designations
- CFP® certification
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 65 · Uniform Investment Adviser Law2001
State registrations
Registered as an investment adviser representative in 2 states (MN, TX).
North American Wealth Advisors Inc.
$237.3MAssets managed
67Clients
1Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2183077
- Firm CRD
- 297057