Mary Catherine Szabat
Investment adviser representative at Mai Capital Management, LLC
11 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$52.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Mai Capital Management, LLCDec 2024 to now
- Bank of Charles Town (bct - the Community's Bank)Apr 2024 to Dec 2024
- Key Private BankDec 2019 to Mar 2024
- Tompkins Financial AdvisorsJul 2018 to Dec 2019
- Canandaigua National Bank and Trust CompanyMay 2015 to Jul 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1993
State registrations
Registered as an investment adviser representative in 1 state (VA).
Mai Capital Management, LLC
$52.1BAssets managed
16,261Clients
306Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2183005
- Firm CRD
- 109807