Louis Isaac Dagen
Investment adviser representative at Auspicious Financial Planning, LLC
12 yearsExperience
2 statesRegistered in
ChFC®, CFP® certificationDesignations
$278MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Auspicious Financial Planning, LLCSep 2018 to now
- Auspicious Financial, LLCSep 2018 to now
- Louis I. Dagen, CFP, CHFC, Wms, CepFeb 2014 to now
- Raymond James Financial Services Advisors Inc.Feb 2014 to Sep 2018
- Raymond James Financial Services, Inc.Feb 2014 to Sep 2018
Designations
- ChFC®
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1991
- Series 65 · Uniform Investment Adviser Law1992
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Auspicious Financial Planning, LLC
$278MAssets managed
193Clients
1Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2176866
- Firm CRD
- 297962