Lisa Norcia-appelbaum
Investment adviser representative at Mesirow Financial Investment Management, Inc.
12 yearsExperience
3 statesRegistered in
$50.4BFirm assets
40 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Mesirow Financial Investment Management, Inc.Jun 2023 to now
- MesirowMay 2023 to now
- Morgan Stanley Smith Barney LLCMay 2022 to May 2023
- RetiredSep 2014 to Apr 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 3 states (CA, IL, TX).
Mesirow Financial Investment Management, Inc.
$50.4BAssets managed
90,291Clients
88Advisers
40 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2173898
- Firm CRD
- 111135