Bradly Allen Broadbent
Investment adviser representative at LPL Financial LLC
35 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
35 years in the industry.
- LPL Financial LLCJan 2021 to now
- Broadbent, Houts & Co PcJul 1992 to now
- Broadbent Inc. (1120) With 100% Ownshp)Jan 1991 to now
- Avantax Advisory ServicesOct 2019 to Jan 2021
- Avantax Investment Services, Inc.Oct 2019 to Jan 2021
- Avantax Insurance Services, Inc.Jun 2007 to Jan 2021
- 1st Global Advisors, Inc.Apr 2006 to Oct 2019
- 1st Global Capital Corp.Apr 2006 to Oct 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1991
- Series 65 · Uniform Investment Adviser Law2004
State registrations
Registered as an investment adviser representative in 1 state (MO).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2172562
- Firm CRD
- 6413