David Nathaniel Johnson
Investment adviser representative at Prospera Financial Services, Inc.
22 yearsExperience
2 statesRegistered in
$14.4BFirm assets
20 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
22 years in the industry.
- Prospera Financial Services, Inc.Dec 2020 to now
- Cetera Advisor Networks LLCSep 2019 to Dec 2020
- Summit Financial Group IncJun 2004 to Dec 2020
- Summit Brokerage Services IncJun 2004 to Sep 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1991
- Series 65 · Uniform Investment Adviser Law1994
State registrations
Registered as an investment adviser representative in 2 states (AZ, TX).
Prospera Financial Services, Inc.
$14.4BAssets managed
18,584Clients
269Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2144489
- Firm CRD
- 10740