Staci Smith
Investment adviser representative at Charles Schwab & Co., Inc.
23 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
23 years in the industry.
- Charles Schwab & Co., Inc.Mar 2026 to now
- Charles Schwab Bank, SsbMar 2026 to now
- Charles Schwab Trust CompanyMar 2026 to now
- Charles Schwab Trust Company of DelawareMar 2026 to now
- J.P. Morgan Securities LLCNov 2022 to Mar 2026
- JPMorgan Chase Bank, N.A.Nov 2022 to Mar 2026
- Robinhood Financial, LLCOct 2020 to Aug 2022
- UnemployedOct 2019 to Sep 2020
- Fidelity Brokerage Services LLCMay 2003 to Sep 2019
- Strategic Advisers LLCMay 2003 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (NV).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2143653
- Firm CRD
- 5393