Richey Wayne Rogers
Investment adviser representative at Raymond James Financial Services Advisors, Inc
12 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$390BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Raymond James Financial Services Advisors, Inc.Jan 2026 to now
- Raymond James Financial Services, Inc.Jan 2026 to now
- LPL Financial LLCMay 2025 to Jan 2026
- University Federal Credit UnionJun 2024 to Jan 2026
- Cuso Financial Services, LPJun 2024 to May 2025
- Rbcg LLCMar 2022 to Jun 2024
- The Leaders Group IncMar 2022 to Jun 2024
- Financial Distributors GroupFeb 2022 to Jun 2024
- UnemployedJul 2020 to Feb 2022
- Sealy Investment Securities, LLCDec 2019 to Jul 2020
- Ptx Securities, LLCNov 2014 to Dec 2019
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1991
State registrations
Registered as an investment adviser representative in 1 state (TX).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2143542
- Firm CRD
- 149018