David Patrick Oconnor
Investment adviser representative at Waterford Capital Investment Advisory Services LLC
29 yearsExperience
1 stateRegistered in
$228.5MFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
29 years in the industry.
- Waterford Capital Investment Advisory Services LLCMay 2007 to now
- Waterford Capital, Inc.Jun 1997 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1991
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 1 state (TX).
Waterford Capital Investment Advisory Services LLC
$228.5MAssets managed
110Clients
2Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2143494
- Firm CRD
- 144172