Wayne Irving Brooks
Investment adviser representative at One Hopper Asset Management
29 yearsExperience
2 statesRegistered in
$57.5MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
29 years in the industry.
- One Hopper Asset ManagementDec 2013 to now
- Leigh Baldwin & Co., LLCAug 1997 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law2013
State registrations
Registered as an investment adviser representative in 2 states (FL, NY).
One Hopper Asset Management
Legal name: Brooks, Wayne I
$57.5MAssets managed
66Clients
2Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2142197
- Firm CRD
- 168816