Elise Lam
Investment adviser representative at TD Private Client Wealth LLC
10 yearsExperience
46 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- TD Bank N.A.Jun 2026 to now
- TD Private Client Wealth LLCJun 2026 to now
- Wells Fargo Advisors Financial NetworkDec 2024 to May 2026
- Wells Fargo Clearing Services, LLCApr 2023 to Nov 2024
- Wells Fargo Clearing Services, LLCDec 2019 to Mar 2023
- Wells Fargo Clearing Services, LLCJun 2018 to Nov 2019
- Wells Fargo Advisors, LLCJan 2016 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 46 states (AK, AL, AR, CA, CO, CT, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TX, UT, VA, VT, WA, WI, WV, WY).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2140602
- Firm CRD
- 164484