Frederick James Gillis
Investment adviser representative at MML Investors Services, LLC
18 yearsExperience
1 stateRegistered in
$115.6BFirm assets
33 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Massmutual Life Insurance CoAug 2023 to now
- MML Investors Services, LLCAug 2023 to now
- Ameriprise Financial Services, IncJun 2018 to Aug 2023
- Investment Professionals, Inc.Mar 2017 to Sep 2018
- Wells Fargo Advisors LLCMay 2009 to Nov 2016
- Wells Fargo Clearing Services, LLCJan 2008 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 66 · Uniform Combined State Law2004
State registrations
Registered as an investment adviser representative in 1 state (RI).
MML Investors Services, LLC
$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2136091
- Firm CRD
- 10409